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Frontiers of Information Technology & Electronic Engineering

ISSN 2095-9184 (print), ISSN 2095-9230 (online)

Analog-only beamforming for near-field multiuser MIMO communications

Abstract: For near-field multiuser communications based on hybrid beamforming (HBF) architectures, high-quality effective channel estimation is required to obtain the channel state information (CSI) for the design of the digital beamformer. To simplify the system reconfiguration and eliminate the pilot overhead required by effective channel estimation, we consider an analog-only beamforming (AoBF) architecture in this study. AoBF is designed to maximize the sum rate, it is transformed into a problem maximizing the power transmitted to the target user equipment (UE) and meanwhile minimizing the power leaked to the other UEs. To solve this problem, we use beam focusing and beam nulling and propose two AoBF schemes based on the majorization–minimization algorithm. First, the AoBF scheme based on perfect CSI is proposed, with the focus on beamforming performance and regardless of CSI acquisition. Then, the AoBF scheme based on imperfect CSI is proposed, where low-dimensional imperfect CSI is obtained by beam sweeping based on a near-field codebook. Simulation results demonstrate that the two AoBF schemes can approach HBF schemes in terms of the sum rate and outperform HBF schemes in terms of energy efficiency.

Key words: Beam focusing; Beamforming; Majorization–minimization; Multiuser communications; Near field

Chinese Summary  <1> 面向近场多用户多入多出通信的纯模拟波束成形研究

王莹1,2,戚晨皓1,2
1东南大学信息科学与工程学院,中国南京市,210096
2东南大学移动通信国家重点实验室,中国南京市,210096
摘要:在基于混合波束成形(HBF)架构的近场多用户通信系统中,高质量的等效信道估计是获取信道状态信息(CSI)以设计数字波束成形器的关键。为简化系统架构并完全消除等效信道估计所需的导频开销,本文提出一种基于纯模拟波束成形(AoBF)的架构。该方案以系统的和速率最大化为目标,将和速率最大化问题转化为目标用户功率最大化同时非目标用户功率最小化的问题。为解决该问题,使用波束聚焦和波束零陷进行纯模拟波束成形,并利用优化-最小化(MM)算法优化求解。本文提出两种AoBF方案:基于完美CSI的AoBF方案不考虑CSI获取方法的影响,重点关注AoBF替代HBF的可行性;基于非完美CSI的AoBF方案利用基于近场码本的波束扫描获得低维非完美CSI。仿真结果表明,两种AoBF方案的和速率性能可逼近HBF方案,且在能量效率方面优于HBF方案。

关键词组:波束聚焦;波束成形;MM算法;多用户通信;近场


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DOI:

10.1631/FITEE.2400433

CLC number:

TN928

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On-line Access:

2025-05-06

Received:

2024-05-24

Revision Accepted:

2024-10-15

Crosschecked:

2025-05-06

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