CLC number:
On-line Access: 2025-02-28
Received: 2024-01-21
Revision Accepted: 2024-05-11
Crosschecked: 2025-02-28
Cited: 0
Clicked: 1294
Citations: Bibtex RefMan EndNote GB/T7714
Chao SHEN, Jianxin ZHU, Jian CHEN, Saibai LI, Lixin YI. Parameter matching and optimization of hybrid excavator swing system[J]. Journal of Zhejiang University Science A, 2025, 26(2): 138-150.
@article{title="Parameter matching and optimization of hybrid excavator swing system",
author="Chao SHEN, Jianxin ZHU, Jian CHEN, Saibai LI, Lixin YI",
journal="Journal of Zhejiang University Science A",
volume="26",
number="2",
pages="138-150",
year="2025",
publisher="Zhejiang University Press & Springer",
doi="10.1631/jzus.A2400040"
}
%0 Journal Article
%T Parameter matching and optimization of hybrid excavator swing system
%A Chao SHEN
%A Jianxin ZHU
%A Jian CHEN
%A Saibai LI
%A Lixin YI
%J Journal of Zhejiang University SCIENCE A
%V 26
%N 2
%P 138-150
%@ 1673-565X
%D 2025
%I Zhejiang University Press & Springer
%DOI 10.1631/jzus.A2400040
TY - JOUR
T1 - Parameter matching and optimization of hybrid excavator swing system
A1 - Chao SHEN
A1 - Jianxin ZHU
A1 - Jian CHEN
A1 - Saibai LI
A1 - Lixin YI
J0 - Journal of Zhejiang University Science A
VL - 26
IS - 2
SP - 138
EP - 150
%@ 1673-565X
Y1 - 2025
PB - Zhejiang University Press & Springer
ER -
DOI - 10.1631/jzus.A2400040
Abstract: In this study, a novel synergistic swing energy-regenerative hybrid system (SSEHS) for excavators with a large inertia slewing platform is constructed. With the SSEHS, the pressure boosting and output energy synergy of multiple energy sources can be realized, while the swing braking energy can be recovered and used by means of hydraulic energy. Additionally, considering the system constraints and comprehensive optimization conditions of energy efficiency and dynamic characteristics, an improved multi-objective particle swarm optimization (IMOPSO) combined with an adaptive grid is proposed for parameter optimization of the SSEHS. Meanwhile, a parameter rule-based control strategy is designed, which can switch to a reasonable working mode according to the real-time state. Finally, a physical prototype of a 50-t excavator and its AMESim model is established. The semi-simulation and semi-experiment results demonstrate that compared with a conventional swing system, energy consumption under the 90° rotation condition could be reduced by about 51.4% in the SSEHS before parameter optimization, while the energy-saving efficiency is improved by another 13.2% after parameter optimization. This confirms the effectiveness of the SSEHS and the IMOPSO parameter optimization method proposed in this paper. The IMOPSO algorithm is universal and can be used for parameter matching and optimization of hybrid power systems.
[1]Abdel-baqiO, NasiriA, MillerP, 2015. Dynamic performance improvement and peak power limiting using ultracapacitor storage system for hydraulic mining shovels. IEEE Transactions on Industrial Electronics, 62(5):3173-3181.
[2]BorthakurS, SubramanianSC, 2019. Design and optimization of a modified series hybrid electric vehicle powertrain. Proceedings of the Institution of Mechanical Engineers, Part D: Journal of Automobile Engineering, 233(6):1419-1435.
[3]ChenQH, LinTL, RenHL, 2018. Parameters optimization and control strategy of power train systems in hybrid hydraulic excavators. Mechatronics, 56:16-25.
[4]ClercM, KennedyJ, 2002. The particle swarm-explosion, stability, and convergence in a multidimensional complex space. IEEE Transactions on Evolutionary Computation, 6(1):58-73.
[5]DoTC, DangTD, DinhTQ, et al., 2021. Developments in energy regeneration technologies for hydraulic excavators: a review. Renewable and Sustainable Energy Reviews, 145:111076.
[6]GongJ, ZhangDQ, LiuCS, et al., 2019a. Optimization of electro-hydraulic energy-savings in mobile machinery. Automation in Construction, 98:132-145.
[7]GongJ, ZhangDQ, GuoY, et al., 2019b. Power control strategy and performance evaluation of a novel electro-hydraulic energy-saving system. Applied Energy, 233-234:724-734.
[8]GongJ, ZhangDQ, GuoY, et al., 2020. Potential energy recovery method based on alternate recovery and utilization of multiple hydraulic cylinders. Automation in Construction, 112:103105.
[9]HagaM, HiroshiW, FujishimaK, 2001. Digging control system for hydraulic excavator. Mechatronics, 11(6):665-676.
[10]HillmanBJ, ZhangJ, TognettiLC, et al., 2016. Hydraulic Control System Having Swing Motor Energy Recovery. US Patent 9388828.
[11]HoTH, AhnKK, 2012. Design and control of a closed-loop hydraulic energy-regenerative system. Automation in Construction, 22:444-458.
[12]KwonTS, LeeSW, SulSK, et al., 2010. Power control algorithm for hybrid excavator with supercapacitor. IEEE Transactions on Industry Applications, 46(4):1447-1455.
[13]LatasW, StojekJ, 2018. A new type of hydrokinetic accumulator and its simulation in hydraulic lift with energy recovery system. Energy, 153:836-848.
[14]LinTL, LiuQ, 2013. Method of parameter matching for hydraulic hybrid system for excavators. Journal of Shanghai Jiaotong University, 47(5):728-733 (in Chinese).
[15]LinTL, YangJ, LiuQ, et al., 2013. Simulation study on a rotary driving system in hydraulic excavator. Journal of Huaqiao University (Natural Science), 34(3):247-252 (in Chinese).
[16]LinTL, YeYY, FuSJ, et al., 2014. Energy-saving system of swing for hydraulic excavators based on electric energy recovery technology. China Journal of Highway and Transport, 27(8):120-126 (in Chinese).
[17]LinTL, ChenQ, RenHL, et al., 2017. Review of boom potential energy regeneration technology for hydraulic construction machinery. Renewable and Sustainable Energy Reviews, 79:358-371.
[18]LiuCS, HeQH, GongJ, et al., 2016. Modeling and experimental research on rotary braking energy recovery system of hybrid excavator. Journal of Central South University (Science and Technology), 47(5):1533-1542 (in Chinese).
[19]PoliR, KennedyJ, BlackwellT, 2007. Particle swarm optimization: an overview. Swarm Intelligence, 1(1):33-57.
[20]PrasanthiA, ShareefH, AsnaM, et al., 2021. Optimization of hybrid energy systems and adaptive energy management for hybrid electric vehicles. Energy Conversion and Management, 243:114357.
[21]QuSY, FassbenderD, VaccaA, et al., 2021. A high-efficient solution for electro-hydraulic actuators with energy regeneration capability. Energy, 216:119291.
[22]ShangTL, ZhangJ, MaPF, 2014. Hydraulic Control System Having Energy Recovery. US Patent 8726645.
[23]SuppapitnarmA, SeffenKA, ParksGT, et al., 2000. A simulated annealing algorithm for multi-objective optimization. Engineering Optimization, 33(1):59-85.
[24]ThompsonB, YoonHS, KimJ, et al., 2014. Swing Energy Recuperation Scheme for Hydraulic Excavators. SAE Technical Paper No. 2014-01-2402, SAE International, Warrendale, USA.
[25]TongZM, WuSS, TongSG, et al., 2020. Energy-saving technologies for construction machinery: a review of electro-hydraulic pump-valve coordinated system. Journal of Zhejiang University-SCIENCE A (Applied Physics & Engineering), 21(5):331-349.
[26]TongZM, MiaoJZ, LiYS, et al., 2021. Development of electric construction machinery in China: a review of key technologies and future directions. Journal of Zhejiang University-SCIENCE A (Applied Physics & Engineering), 22(4):245-264.
[27]WangHM, WangQF, 2020. Parameter matching and control of series hybrid hydraulic excavator based on electro-hydraulic composite energy storage. IEEE Access, 8:111899-111912.
[28]WangHM, WangQF, HuBZ, 2017. A review of developments in energy storage systems for hybrid excavators. Automation in Construction, 80:1-10.
[29]WeiLX, NingZQ, QuanL, et al., 2022. Research on parameter matching of the asymmetric pump potential energy recovery system based on multi-core parallel optimization method. Processes, 10(11):2298.
[30]XiaLP, QuanL, GeL, et al., 2018. Energy efficiency analysis of integrated drive and energy recuperation system for hydraulic excavator boom. Energy Conversion and Management, 156:680-687.
[31]YuYX, AhnKK, 2020a. Improvement of energy regeneration for hydraulic excavator swing system. International Journal of Precision Engineering and Manufacturing-Green Technology, 7(1):53-67.
[32]YuYX, AhnKK, 2020b. Energy regeneration and reuse of excavator swing system with hydraulic accumulator. International Journal of Precision Engineering and Manufacturing-Green Technology, 7(4):859-873.
Open peer comments: Debate/Discuss/Question/Opinion
<1>