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On-line Access: 2025-10-20

Received: 2025-04-12

Revision Accepted: 2025-08-25

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Frontiers of Information Technology & Electronic Engineering 

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Frequency of arrival-based state estimation and trajectory optimization for the navigation of autonomous marine vehicles


Author(s):  Sitian WANG1, Huarong ZHENG2, Jianlong LI1, Wen XU2, 3

Affiliation(s):  1College of Information Science and Electronic Engineering, Zhejiang University, Hangzhou 310027, China 2Ocean college, Zhejiang University, Zhoushan 316021, China 3Institute of Deep-sea Science and Engineering, Chinese Academy of Sciences, Sanya 572000, China

Corresponding email(s):  hrzheng@zju.edu.cn

Key Words:  Frequency of arrival; Rolling horizon estimation; Trajectory optimization; Unmanned surface vehicles; Autonomous underwater vehicles; Navigation


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Sitian WANG1, Huarong ZHENG2, Jianlong LI1, Wen XU2,3. Frequency of arrival-based state estimation and trajectory optimization for the navigation of autonomous marine vehicles[J]. Frontiers of Information Technology & Electronic Engineering,in press.https://doi.org/10.1631/FITEE.2500235

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Abstract: 
Using global positioning system (GPS) and the mobility of marine surface vehicles, this paper addresses the navigation problem between unmanned surface vehicles (USVs) and autonomous underwater vehicles (AUVs). We propose a moving AUV state estimation method based on the trajectory optimization of the USV. In particular, by exploring the Doppler effect on the frequency of arrival (FOA) of the acoustic signals received by a single-surface USV, the position and velocity of the AUV can be estimated simultaneously, offering a robust solution that eliminates the need for time synchronization. Moreover, the USV trajectory is dynamically adjusted to achieve optimal USV-AUV measurement geometry, thereby improving AUV observability and enhancing state estimation performance. The innovation lies in a tailored cost function grounded in observability analysis via the Cramér-Rao lower bound (CRLB) and geometric constraints. It integrates (1) the CRLB to optimize system observability, thereby enhancing estimation accuracy, (2) a distance term that ensures the USV maintains appropriate proximity to the AUV, and (3) a turning rate term that adjusts the USV's orientation to improve following capability. The cost function is then minimized using a particle swarm optimization algorithm, balancing these components to achieve a robust AUV tracking framework. We conduct comprehensive simulations to examine the potential influences of different factors, including the complexity of the USV trajectory, AUV depth, measurement frequency, packet loss rate, and noise levels, on navigation performance. Simulation results demonstrate the effectiveness of the proposed method in estimating and tracking the AUV.

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