Journal of Zhejiang University SCIENCE A 2026 Vol.27 No.6 P.583-597

http://doi.org/10.1631/jzus.A2500404


Two-stage two-dimensional force allocation strategy for tunnel boring machines based on a region-reconfigurable thrust system


Author(s):  Zhe ZHENG, Kaihao ZHU, Jiaqi HOU, Haibo XIE, Lijie JIANG, Fulong LIN, Lianhui JIA, Laikuang LIN, Huayong YANG, Dong HAN

Affiliation(s):  1. State Key Laboratory of Fluid Power and Mechatronic Systems, School of Mechanical Engineering, Zhejiang University, Hangzhou 310058, China more

Corresponding email(s):   dong_han@zju.edu.cn

Key Words:  Tunnel boring machine (TBM), Thrust system, Thrust force vector, Force allocation, Quadratic programming (QP), Non-dominated sorting genetic algorithm II (NSGA-II)


Zhe ZHENG, Kaihao ZHU, Jiaqi HOU, Haibo XIE, Lijie JIANG, Fulong LIN, Lianhui JIA, Laikuang LIN, Huayong YANG, Dong HAN. Two-stage two-dimensional force allocation strategy for tunnel boring machines based on a region-reconfigurable thrust system[J]. Journal of Zhejiang University Science A, 2026, 27(6): 583-597.

@article{title="Two-stage two-dimensional force allocation strategy for tunnel boring machines based on a region-reconfigurable thrust system",
author="Zhe ZHENG, Kaihao ZHU, Jiaqi HOU, Haibo XIE, Lijie JIANG, Fulong LIN, Lianhui JIA, Laikuang LIN, Huayong YANG, Dong HAN",
journal="Journal of Zhejiang University Science A",
volume="27",
number="6",
pages="583-597",
year="2026",
publisher="Zhejiang University Press & Springer",
doi="10.1631/jzus.A2500404"
}

%0 Journal Article
%T Two-stage two-dimensional force allocation strategy for tunnel boring machines based on a region-reconfigurable thrust system
%A Zhe ZHENG
%A Kaihao ZHU
%A Jiaqi HOU
%A Haibo XIE
%A Lijie JIANG
%A Fulong LIN
%A Lianhui JIA
%A Laikuang LIN
%A Huayong YANG
%A Dong HAN
%J Journal of Zhejiang University SCIENCE A
%V 27
%N 6
%P 583-597
%@ 1673-565X
%D 2026
%I Zhejiang University Press & Springer
%DOI 10.1631/jzus.A2500404

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T1 - Two-stage two-dimensional force allocation strategy for tunnel boring machines based on a region-reconfigurable thrust system
A1 - Zhe ZHENG
A1 - Kaihao ZHU
A1 - Jiaqi HOU
A1 - Haibo XIE
A1 - Lijie JIANG
A1 - Fulong LIN
A1 - Lianhui JIA
A1 - Laikuang LIN
A1 - Huayong YANG
A1 - Dong HAN
J0 - Journal of Zhejiang University Science A
VL - 27
IS - 6
SP - 583
EP - 597
%@ 1673-565X
Y1 - 2026
PB - Zhejiang University Press & Springer
ER -
DOI - 10.1631/jzus.A2500404


Abstract: 
Determining the group forces of the thrust system is essential for trajectory control of tunnel boring machines (TBMs). Existing methods for selecting an optimal solution mainly consider the force variance among groups, while ignoring other constraints, such as uneven segment loading and excessive hydraulic shock. In this study, we develop a more comprehensive and robust framework for force allocation. First, a novel region-reconfigurable hydraulic system is designed, which enforces consistency among the forces acting on each segment. Then on this basis, for the ramping-up tunneling stage, quadratic programming (QP) is used to optimize force uniformity across the spatial dimension. Compared to the on-site allocation result, the improvement in force uniformity reaches up to 32.89%. Moreover, to address the hydraulic shock caused by excessive adjustment to the force, hydraulic compliance is introduced and optimized together with force uniformity using the non-dominated sorting genetic algorithm II (NSGA-II), which outperforms weighted QP by 1.25×106 kN2 in uniformity and 2.86 kN2 in compliance. Analyzing performance in the steady tunneling stage, the service life of the components improves significantly. To avoid a non-existent solution for the thrust force vector, a genetic algorithm-based error tolerance method is developed. Therefore, all deviation rectification commands can be answered with a minor compromise of up to 3% in the fitting accuracy of the thrust force vector. In summary, this framework enhances the adaptability and robustness of the force allocation strategy, providing a reliable foundation for TBM trajectory control.

基于可动态分区推进系统的多缸推力解算技术

作者:郑哲1,朱凯豪1,侯佳奇1,谢海波1,姜礼杰2,林福龙2,贾连辉2,林赉贶3,杨华勇1,韩冬1
机构:1浙江大学,机械工程学院,流体动力基础件与机电系统全国重点实验室,中国杭州,310058;2中铁工程装备集团有限公司,中国郑州,450047;3中南大学,机电工程学院,中国长沙,410083
目的:推力解算是盾构轨迹纠偏控制的关键环节,其解算结果直接关系到管片受力偏载、液压冲击等工程风险。本文旨在探讨推力解算优化方法,以获得综合性能最优的分区推力,实现多缸推力的实时最优解算,为盾构安全、高效掘进提供支撑。
创新点:1.提出一种可动态分区的推进液压系统,实现分区配置与管片点位的实时匹配;2.考虑盾构准静态特性,构建以受力偏载与液压冲击为性能指标的推力解算多目标优化框架。
方法:1.通过理论分析,推导多缸推力解算方程(公式(1)~(6))。2.在上升掘进段约束受力偏载,采用二次规划求解最优分区推力(公式(7)~(12));在稳定掘进段同时考虑受力偏载和液压冲击,采用非支配排序遗传算法-II(NSGA-II)求解最优分区推力(公式(S1))。3.与现场施工数据进行比较,验证所提方法的可行性与有效性(图3~9)。
结论:1.在上升掘进段,基于可动态分区推进系统的推力解算方法可使管片受力偏载降低32.89%;2.在稳定掘进段,NSGA-II相较于加权二次规划算法,使管片受力偏载与液压冲击得到显著改善。

关键词:盾构;推进系统;推力矢量;推力解算;二次规划;非支配排序遗传算法-II(NSGA-II)

Darkslateblue:Affiliate; Royal Blue:Author; Turquoise:Article

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On-line Access: 2026-06-24

Received: 2025-08-27

Revision Accepted: 2025-12-14

Crosschecked: 2026-06-24

Cited: 0

Clicked: 1801

Citations:  Bibtex RefMan EndNote GB/T7714

 ORCID:

Dong HAN

https://orcid.org/0000-0003-3292-979X

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